Forms and checklists

Electronic Transfer Payment Form

Electronic Payment Form[4] (PDF)

Document items

Form A[5] (DOC) / No change confirmation template letter[6] (DOC)

Upfront submission form[7] (DOC)
The upfront submission form is optional and only applicable to debt documents.

Same day service 

SDS form[10] (DOC) *new*

Declarations by sponsors

Sponsor's Declaration for the production of a circular form[11] (PDF)
Sponsor's Declaration on an application for Listing form[12] (PDF)
Sponsor's Declaration for a Transfer of Listing Category[13] (PDF)
Sponsor’s Declaration for a Reverse Takeover Announcement[14] (PDF)

Issuer management forms

Application for Admission of Securities form[16] (DOC) - Note that this form is not required when you submit applications via the ESS portal[17]
Block Listing Six Monthly Return form[18] (DOC)
Pricing Statement form[19] (DOC)
Shareholder Statement form[20] (DOC)
Certifications representing equity securities in public hands statement[21] (DOC)

Home Member State

Transparency Directive: Home Member State Declaration[22] (DOC)

Listed issuers

Issuer contact details form[23] (PDF)

MAR: Delayed disclosure of inside information notification form[24]
Guide to completing the delayed disclosure of inside information form[25] (PDF)
MAR: Persons discharging managerial responsibilities (PDMR) notification form[26]
Guide to completing the PDMR notification form[27] (PDF)

Standard form for notification of major holdings (TR-1)[28] (DOC)
Notification by market makers (TR-2)[29] (DOC)

Sponsors forms

Annual Notification Transaction log[30] (XLSX)
Annual Notification Form[31] (DOC)
Sponsor Contacts for Corporate Broking Clients[32] (XLSX)
Sponsor's Declaration for the production of a circular form[11] (PDF)
Sponsor's Declaration on an application for Listing form[12] (PDF)
Sponsor's Declaration for a Transfer of Listing Category[13] (PDF)
Sponsor’s Declaration for a Reverse Takeover Announcement[14] (PDF)
Sponsor Firms application form[33] (DOC)

Passporting out

Passporting template request letter[34] (DOC)
To passport a prospectus into the UK contact the EU member state authority that approved the prospectus and they will liaise with us.